SBI Holdings, Inc. - Capital and Business Alliance With NTT Corporation
Nishimura & Asahi advised SBI Holdings, Inc. [TSE: 8473] on its capital and business alliance with NTT Corporation [TSE: 9432] and on the issuance of new shares through a third-party allotment to NTT.
The team was led by partner Asa Shinkawa and supported by associate Takahiro Yokota.
People
He has extensive experience handling complex transactions, such as global IPOs and follow-on offerings, private investments in public companies (PIPEs), convertible bonds offerings, debt offerings, and other transactions of class shares, warrants, convertible bonds, and bonds. His involvement in numerous high-profile IPO projects, together with his secondment to the IPO division at Mitsubishi UFJ Morgan Stanley Securities Co., Ltd., has strengthened his practical expertise and capabilities in Japanese IPOs.
He advises clients regarding financial regulations, including disclosure requirements under the Financial Instruments and Exchange Act, Tokyo Stock Exchange rules, and insider trading regulations. He also has experience in a broad range of cross-border matters, including both inbound and outbound transactions.
He was seconded to Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (IPO Division) from 2019 to 2021 and worked as an international associate at Simpson Thacher & Bartlett LLP’s New York office from 2022 to 2023. He graduated from New York University School of Law (LL.M. in Corporation Law), Waseda Law School (J.D.), and Tokyo Metropolitan University (LL.B.).
He is admitted to practice in Japan and is a qualified lawyer in New York.
Asa Shinkawa has been a partner in the M&A/corporate group at Nishimura & Asahi since 2001. She has a long and successful history of advising Japanese and international corporations and private equity firms. Ms. Shinkawa has advised on mergers and acquisitions, tender offers, cross border transactions, domestic acquisitions and divestitures and going private transactions, restructurings and spin offs, joint ventures, and numerous other kinds of transactions and commercial arrangements. Ms. Shinkawa has been recognized as one of the world's leading lawyers in the field of Corporate/Mergers and Acquisitions in Chambers Global - The World's Leading Lawyers for Business, since 2009, and is ranked as one of the top practitioners in Japan in the field of Corporate/M&A. She was awarded "Dealmaker of the Year" at the ALB Japan Law Awards 2022, "Dealmaker of the Year, North Asia" at the ALB Women in Law Awards 2021 and "Woman Lawyer of the Year" at the ALB Japan Law Awards 2020, "M&A Deal of the Year” at the IFLR Asia-Pacific Awards 2022, "Private Equity Deal of the Year” at The Asia Legal Awards 2021 and "Legal Expertise: Creating a New Standard” at the Financial Times Asia-Pacific Innovative Lawyer Awards 2019, and has received many other accolades. In addition, she has advised on M&A transactions and integrations/business combinations between public corporations in which merger control considerations were a critical prerequisite for the consummation of the transactions. Ms. Shinkawa has also advised extensively on the application of antitrust law in relation to joint ventures, business alliances and other types of cooperative arrangements between competitors, sole-distributorship arrangements, distribution agreements, dealer agreements and license arrangements. She was engaged in the reform of the electricity system in Japan, as an expert member of governmental committees under the Electricity and Gas Market Surveillance Commission and various committees of the Advisory committees for Natural resourse and Energy of the METI from 2015 to 2021.